Tutorial on Etching

Tutorial on Etching

Terminology

Wet Etching - Substrates are immersed in a reactive solution (etchant). The layer to be etched is removed by chemical reaction or by dissolution. The reaction products must be soluble and are carried away by the etchant solution.  Generally, wet etching is isotropic.

Dry Etching - Substrates are immersed in a reactive gas (plasma). The layer to be etched is removed by chemical reactions and/or physical means (ion bombardment). The reaction products must be volatile and are carried away in the gas stream.

Anisotropic Etch - Etch rate is not equal in all directions.

Isotropic Etch - Etch rate is equal in all directions.

Etching - The process by which material is removed from a surface.

Mask - Used to protect regions of the wafer surface. Examples include photoresist, Ni, Cr, or oxide layer.

Selectivity - The ratio of etch rate of film to etch rate of substrate or mask.

Aspect Ratio - Ratio of depth to width of an etched feature.

Plasma - Partially ionized gas containing an equal number of positive and negative charges, as well as some other number of none ionized gas particles. 

Glow Discharge - Globally neutral, but contains regions of net positive and negative charge. (Many thin film processes utilize glow discharges, but “plasma” and “glow discharge” are often used interchangeably)

Plasma Fundamentals

The fourth state of matter, an ionized gas into which sufficient energy is provided to free electrons from atoms or molecules and to allow neutral molecules, radicals, ions and electrons to coexist.   Below is a high level overview of plasma fundamental physics.  For a more details look at plasma, see the paper "A Short Introduction to Plasma Physics".

Typical Plasma Composition

Neutral Molecules

Radicals

Electrons

 

Positive and Negative Ions

Collision Processes and the Production of Active Species

Electron Excitation 

 

 

Simple Ionization

 

Dissociative Ionization

 

 

Dissociative Ionization with Attachment

 

Molecular Dissociation, Radical Formation

 

Plasma Loss Mechanisms

In a stable plasma, unstable particles are continuously generated and lost.  The concentration of ions, radicals, and electrons increase until their loss rate is equal to their generation rate and steady state is reached.

Recombination of Ions and Electrons

 

Recombination of Radicals

 

Chemical Reaction

 

Drift and Diffusion

 

How is Plasma Made

DC Glow Discharge

 

RF Plasma

Dry Etch Fundamentals

 

Dry Etch Material Removal Mechanisms

Reactive Etching

Ion Etching

Reactive Ion Etching

Dry Etching Equipment Configurations

Capacitive RIE Etch Chamber

Inductive RIE Etch Chamber

Directionality of Etching

Degree of Anisotropy (A)

Vertical Etch

Anisotropic Etch

Isotropic Etch

 

 

 

 

 

Compatibility of Fluorine and Chlorine Etch Chemistry in a Shared Etch Tool

Reactive ion etch processing is known to exhibit significant variability in final etch performance due to wall condition. Previous studies have shown that neutral species transients depend strongly upon chamber seasoning.

Effects of Cl2 and Fluorine Chemistry on Chamber Walls and Etch Parameters

New chamber walls conditioning and cleaning strategies to improve the stability of plasma processes

Changes in the chamber wall conditions (e.g. chemical composition) are identified as being one important cause of process drifts such as changes in etch rates, etching profiles, etching selectivity or etching uniformity across the wafer. As the reactor wall conditions are modified due to the deposition or removal of etch products, the plasma chemistry changes, which in turn modifies the process performances. Controlling the reactor wall conditions and their stability is of primary concern when trying to create repeatable processes.

In the plot to the right, the first column (a) represents a new, unaltered, Al2O3 chamber wall. In the second column (b), we see the effect of Chlorine etching. There is a clear build up of Silicon Oxychloride layers, as well as, Cl+Br bonded to the wall. The third column (c) represents an 80s fluorine etch following the chlorine etch. We see that the Silicon Oxychloride film and Cl+Br bonds have been removed and we are left with a thin fluorinated aluminum layer. Column (d) represents subsequent fluorine etches totaling 20 minutes of plasma exposure. We see that the fluorinated aluminum layer is building but surface chemistry has not changed.

This will lead to several issues including flake off of AlxFy particles on the wafer and process drifts (due both to the progressive growth of AlF material on the SiO2 windows and to the release of F atoms from the chamber walls during the etching process). 

Plasma chemistry can be used to control the conditioning of the chamber. Transitions from chlorine to fluorine and visa versa require different approaches, see below for details.

Transition from Fluorine to Chlorine etch chemistry

Observed Effects

Klimecky_JVSTA_wfigs.pdf

A thin film of silicon oxychloride grows on the chamber walls during Chlorine plasma etches. Fluorine etch chemistry will quickly strip away the thin oxychloride film from chamber walls resulting in significant transient effects in plasma density and real-time etch rate when transitioning back to chlorine etch chemistry. The root cause of these transients is assumed to be a result of dynamic oxychloride layer build-up processes at the chamber walls.

As shown in the plot to the right, Chlorine etch rate will be lower when transitioning from Fluorine etch back to Chlorine etching.

Chlorine etch rate will also be lower when following a chamber mechanical clean as this can also strip the oxychloride film from the chamber walls.

 

Black trace represents a well seasoned chamber.

Green trace represents first Chlorine etch after Fluorine etch.

Proposed Mechanism for Effects

The transient effects of oxychloride film buildup persist until it has achieved a steady state creation/loss ratio. At this point the Chlorine etch conditions become constant. In the paper referenced, it is suggested that transient effects are eliminated after approximately 300 seconds of Chlorine etching.

The chamber seasoning alters recombination rates at the walls, which affects both the neutral species density and the plasma density as shown in the plot to the right. The plot shows that SiCl4 is low and increasing at the start of first Chlorine etch after a Fluorine etching. SiCl4 is the primary etch product of Si etched in Cl2 chemistry and is a good indicator of real time etch rate.

 

Black trace represents a well seasoned chamber.

Green trace represents first Chlorine etch after Fluorine etch.

Recommended Chlorine Etch Chamber Preparation

In our shared facility, it is often difficult to know exactly what has happened in the chamber before you arrived to use the tool. In addition, most users are more concerned with final depth of their etch rather than efficiency of time usage. For these reasons, it is best to return the chamber to a known condition before you begin your processing. Since the transient effects discussed above are consistent and predictable, we can generate a recipe that will bring the chamber to a stable condition before Chlorine etching.

Before beginning your Chlorine etch, it is best to strip the oxychloride film from the chamber walls and bring the chamber walls back to a known starting point. Do this by running the clean and coat recipe available at the tool.

Once returned to the known starting point, you may proceed with your Chlorine etch as usual.

Example Recipe for Panasonic E620 (other tool recipes may vary from this but purpose is the same)

Recipe Step

TCP Coil Power (Watt)

Platen Power (Watt)

Gas 1 (sccm)

Gas 2 (sccm)

Pressure (mTorr)

Time (seconds)

1. Strip and Clean

800

0

CF4 > 50

O2 > 40

22.5

900

2. Chamber Purge

0

0

N2 > 100

NA

22.5

30

3. Grow Oxychloride Film on chamber walls

400

0

Cl2 > 50

NA

22.5

300

Chlorine etch depth achieved for first three etches after Fluorine etching. Samples etched for 30 seconds each, significant etch rate increase for each sample. This is known as the "First Wafer Effect" in industry.

The etch rate is increasing for each run as the wall seasons with
oxychloride buildup and the recombination rate goes down.

Transition from Chlorine to Fluorine etch chemistry

Observed Effects

During Chlorine plasma etches a thin film of silicon oxychloride grows on the chamber walls. Fluorine etch chemistry will strip away the thin oxychloride film from chamber walls resulting in significant transient effects in plasma density and real-time etch rate when transitioning back to fluorine etch chemistry. The root cause of these transients is assumed to be a result of dynamic oxychloride layer stripping processes at the chamber walls and subsequent build up of Al-F layers.

The oxychloride stripping effects of fluorine etch plasma are short lived and typically last less than a minute. The subsequent build up of Al-F layers can take a few minutes to stabilize.

Black trace represents a Cl2 seasoned chamber.

Green trace represents first Chlorine etch after Fluorine etching, indicating plasma losses due to replacing oxychloride film that was stripped in a 30 second fluorine etch.

Proposed Mechanism for Effects

The transient effects of oxychloride film stripping persist until the film has been removed. At this point the fluorine etch conditions become constant. In the paper referenced, it is suggested that transient effects are eliminated after approximately 30 seconds of fluorine etching.

The chamber seasoning alters recombination rates at the walls, which affects both the neutral species density and the plasma density as shown in the plot to the right. The plot shows that SiCl4 is low and increasing at the start of first Chlorine etch after a Fluorine etching. SiCl4 is the primary etch product of Si etched in Cl2 chemistry and indicates low etch rate due to plasma losses.

 

Black trace represents a Cl2 seasoned chamber.

Green trace represents first Chlorine etch after Fluorine etching, indicating low etch product due to replacing oxychloride film that was stripped in a 30 second fluorine etch.

 

Recommended Fluorine Etch Chamber Preparation

In our shared facility, it is often difficult to know exactly what has happened in the chamber before you arrived to use the tool. In addition, most users are more concerned with final depth of their etch rather than efficiency of time usage. For these reasons, it is best to return the chamber to a known condition before you begin your processing. Since the transient effects discussed above are consistent and predictable, we can generate a recipe that will bring the chamber to a stable condition before fluorine etching.

Before beginning your fluorine etch, it is best to strip the oxychloride film from the chamber walls and bring the chamber walls back to a known starting point. Do this by running the chamber clean recipe available at the tool.

Once returned to the known starting point, you may proceed with your fluorine etch as usual.

Example Recipe for Panasonic E620 (other tool recipes may vary from this but purpose is the same)

Recipe Step

TCP Coil Power (Watt)

Platen Power (Watt)

Gas 1 (sccm)

Gas 2 (sccm)

Pressure (mTorr)

Time (seconds)

1. Initial Step

700

0

CF4 > 50

O2 > 40

37.5

5

2. Strip and Clean

700

0

CF4 > 50

O2 > 40

37.5

30

3. N2 Purge

100

0

N2 > 100

NA

18.8

10

Chlorine etch depth achieved for first three etches after Fluorine etching. The etch rate is increasing for each run as the wall seasons with oxychloride buildup and the recombination rate goes down, indicating previous fluorine etch stripped oxychloride film.

 

References

Introduction to Plasma Etching_Lecture_102417_Day2_sntzd.pdf

BookDry etch for semiconductors _Nojiri.pdf

Purdue Etchers - 1.xlsx

Oxford Plama Etching Media Center

 

General Materials - Will it etch?

Materials can generally be etched in the RIEs as long as they form volatile byproducts, or products for which the vapor pressure (at the temperature of the etch) is higher than the pressure of the chamber.

Etching is very complicated and this will be massive oversimplification...but generally volatile byproducts can be determined from literature, or as a fallback, the CRC Handbook of Chemistry and Physics Online, (4) Properties of the Elements & Inorganics, Physical Constants of Inorganic Compounds: https://hbcp.chemnetbase.com/faces/documents/04_02/04_02_0001.xhtml. From there, click "Go to Interactive Table", and find products that may be formed (i.e. chloride, fluorides, oxides, depending on the gasses). A compound is deemed volatile if it has a boiling point at a reasonable temperature range for the temperature and pressure of the system. Note that at lower pressures, boiling points decrease, so these are just a good staring point reference.

As a VERY general rule of thumb, anything with a boiling point (tbp) < 185 C will be volatile in the ICP RIEs.

As an example, aluminum chloride is volatile, and aluminum fluoride and aluminum are not.

Neither Copper chloride or copper fluoride is volatile, which is why it is not allowed in any chamber:

Byproducts of silicon are very volatile:

Many times different fluorides/chlorides of the same material will have drastically different boiling points. It's important to research which will be formed in the plasma. Titanium is a good example of this, with TiCl2  and TiCl3 being non-volatile, and TiCl4 being volatile:

A selection of potentially dry-etchable materials

Information from "Physical Constants of Organic Compounds," in CRC Handbook of Chemistry and Physics, 104th Edition (Internet Version 2023), John R. Rumble, ed., CRC Press/Taylor & Francis, Boca Raton, FL. Link.

Note: The presence of a material here does not mean your etch will work or that you should etch this material in a particular system. It is only for reference.

 

Material

Gas Type

Volatile Etch Byproduct - Name

Volatile Etch Byproduct - Formula

CAS

Boiling Point (ºC)

Selected reaction and solubility notes

Material

Gas Type

Volatile Etch Byproduct - Name

Volatile Etch Byproduct - Formula

CAS

Boiling Point (ºC)

Selected reaction and solubility notes

Ruthenium

Oxygen

Ruthenium tetroxide

RuO4

20427-56-9

40

slightly soluble in H2O; reacts with ethanol

Boron

Fluorine

Trifluoroborane

BF3

7637-07-2

-99.9

soluble in H2O

Silicon

Fluorine

Silicon tetrafluoride

SiF4

7783-61-1

-86

reacts with H2O

Germanium

Fluorine

Germanium tetrafluoride

GeF4

7783-58-6

-36.5 (sublimation point)

reacts with H2O

Tungsten

Fluorine

Tungsten hexafluoride

WF6

7783-82-6

17.1

reacts with H2O; very soluble in cyclohexane

Rhenium

Fluorine

Rhenium hexafluoride

ReF6

10049-17-9

33.8

soluble in HNO3

Molybdenum

Fluorine

Molybdenum hexafluoride

MoF6

7783-77-9

34.0

reacts with H2O; very soluble in hexane

Osmium

Fluorine

Osmium hexafluoride

OsF6

13768-38-2

47.5

reacts with H2O

Vanadium

Fluorine

Vanadium pentafluoride

VF5

7783-72-4

48.3

reacts with H2O